1.2 Venom Trading 2024 3 2024-10-17T07:17:22Z 2024 7 100.00 0.00 46.08 53.92 0.00 Nasdaq Stock Market XNAS 49.63 11.65 82.09 0 -124 -24.6936 728 28.2964 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 14.84 29.90 1.96 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 6.78 2.06 10.81 0 -24 -29.4421 103 19.3320 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 3.80 5.47 2.36 0 -52 -30.0000 9 27.8968 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 3.09 4.30 2.06 0 -28 -17.7214 0 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 2.52 5.36 0.10 0 0 0.0052 0 27.0000 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. INTERACTIVE BROKERS CORP IBCO 2.44 5.30 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports HRT Execution Services LLC HRTF 1.98 4.30 0.00 0 0 0.0000 0 0 LeveL ATS EBXL 1.71 3.71 0.00 0 0 0.0000 0 0 UBS ATS UBSA 1.46 3.18 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 1.30 2.83 0.00 0 0 0.0000 0 0 Knight Link KNLI 1.00 2.18 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.00 1.88 0.25 0 0 0.0000 0 0.0000 0 CBOE BZX Exchange BATS 0.92 2.00 0.00 0 -12 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IEX IEXD 0.87 1.88 0.00 0 -3 -20.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 0.84 1.82 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 0.84 1.82 0.00 0 -9 -29.5000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Virtu Americas LLC "PRO" VIRT 0.79 1.71 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 0.71 1.53 0.00 0 0 0.0000 0 0 MEMX LLC MEMX 0.62 1.18 0.15 0 -15 -29.8900 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Midpoint JSES 0.57 1.24 0.00 0 0 0.0000 0 0 CODA CODA 0.57 1.24 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 0.46 1.00 0.00 0 0 0.0000 0 0 NYSE CHX XCHI 0.27 0.59 0.00 0 -1 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BYX Exchange BATY 0.27 0.35 0.20 0 0 2.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGA Exchange EDGA 0.24 0.53 0.00 0 2 12.8900 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.14 0.29 0.00 0 0 106.9565 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE American XASE 0.08 0.18 0.00 0 -1 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IntelligentCross ATS INCR 0.08 0.18 0.00 0 -0 -8.0000 0 0 NYSE National XCIS 0.08 0.18 0.00 0 0 15.7377 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX XBOS 0.05 0.12 0.00 0 -1 -13.0833 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Virtu Americas LLC "LITE" NITE 0.03 0.06 0.00 0 0 24.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 99.95 0.00 57.31 42.59 0.10 Nasdaq Stock Market XNAS 33.42 11.37 62.99 80.00 0 -1363 -27.6722 4272 20.5732 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 10.83 6.05 17.28 0.00 0 -679 -28.2840 11 5.7764 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 9.92 16.74 0.76 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 7.66 10.47 3.89 0.00 0 -895 -26.2699 1819 31.3555 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 5.43 1.80 10.31 10.00 0 -135 -28.0701 1040 18.9381 -0 -10.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 3.07 5.35 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 2.90 4.17 1.20 0.00 0 -69 -14.1842 0 4.0256 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 2.85 4.82 0.18 10.00 0 -711 -28.1910 0 4.0886 -0 -7.5000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. UBS ATS UBSA 2.13 3.71 0.00 0.00 0 0 0.0000 0 0 MEMX LLC MEMX 1.92 3.13 0.30 0.00 0 -306 -28.4804 5 23.1624 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Virtu Americas LLC "PRO" VIRT 1.89 3.30 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 1.62 1.25 2.12 0.00 0 9 1.4994 0 2.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Knight Link KNLI 1.54 2.69 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "LITE" CDED 1.49 2.60 0.00 0.00 0 0 0.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. MIAX PEARL Equities EPRL 1.43 2.48 0.02 0.00 0 -227 -28.8953 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.42 1.98 0.67 0.00 0 0 0.0000 0 0.0000 0 CODA CODA 1.41 2.46 0.00 0.00 0 0 0.0000 0 0 LeveL ATS EBXL 1.36 2.38 0.00 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 1.35 2.36 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 1.35 2.36 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 1.09 1.90 0.00 0.00 0 0 0.0000 0 0 CBOE EDGA Exchange EDGA 0.92 1.61 0.00 0.00 0 17 7.7680 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Midpoint JSES 0.62 1.08 0.00 0.00 0 0 0.0000 0 0 IntelligentCross ATS INCR 0.43 0.72 0.05 0.00 0 -7 -8.0000 -0 -8.0000 0 INTERACTIVE BROKERS CORP IBCO 0.38 0.67 0.00 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports Nasdaq PSX XPSX 0.34 0.60 0.00 0.00 0 -15 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE National XCIS 0.30 0.53 0.00 0.00 0 14 11.9214 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American XASE 0.28 0.43 0.09 0.00 0 -25 -29.1875 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE CHX XCHI 0.25 0.43 0.00 0.00 0 -9 -8.1670 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 0.16 0.19 0.12 0.00 0 -2 -19.8972 0 0.1553 0 Nasdaq BX XBOS 0.12 0.21 0.00 0.00 0 2 4.7998 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 0.09 0.15 0.00 0.00 0 0 0.0000 0 0 IBKR EOS ATS IEOS 0.02 0.02 0.02 0.00 0 -0 -10.0000 0 0 100.00 0.65 28.16 62.72 8.47 NYSE Arca Options ARCO 14.16 4.00 4.13 20.18 3.66 -2 -49.0000 -147 -55.5455 906 43.2597 8 37.8000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 12.32 0.00 23.94 6.55 17.38 0 320 22.2632 59 15.4408 139 37.4080 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 10.93 0.00 2.39 15.36 7.32 0 83 26.4505 920 16.6098 8 55.2857 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 9.07 0.00 19.82 5.27 2.13 0 807 31.8034 779 39.6855 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 8.45 0.00 2.29 12.44 0.00 0 -475 -45.3051 2603 101.4236 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 7.96 0.00 1.19 5.19 51.52 0 -548 -39.0641 354 42.0000 17 29.3448 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 7.67 68.00 2.02 9.31 9.76 23 114.0000 -34 -19.1477 981 112.3562 7 40.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 6.54 0.00 18.53 1.85 1.83 0 1125 39.9862 151 43.0044 4 24.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 5.73 8.00 1.83 8.24 0.00 0 -487 -41.0000 702 43.9262 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 4.88 0.00 11.83 2.35 0.91 0 666 28.8979 114 23.7645 5 120.0000 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC OPTIONS MXOP 3.82 12.00 2.02 5.07 0.00 0 49.0000 -147 -48.1667 291 49.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 2.84 0.00 1.74 3.75 0.00 0 -160 -44.8455 32 19.1687 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American Options AMXO 1.81 0.00 0.92 2.35 0.91 0 0 0.0000 0 0.0000 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 1.55 0.00 1.10 1.85 0.91 0 50 32.6005 11 10.3846 1 20.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX Options XBXO 0.96 0.00 3.39 0.00 0.00 0 -365 -37.6581 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 0.75 0.00 1.01 0.25 3.66 0 -159 -49.7094 31 43.0000 7 60.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL MPRL 0.57 8.00 1.83 0.00 0.00 1 25.0000 -152 -49.8072 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2024 8 100.00 0.00 55.93 44.02 0.04 Nasdaq Stock Market XNAS 40.97 11.40 78.57 0.00 0 -84 -26.5798 1036 29.3559 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 19.18 33.10 1.51 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 4.74 1.50 8.75 100.00 0 7 5.6275 110 20.0998 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 4.43 1.98 7.55 0.00 0 -6 -22.2831 0 15.6800 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 3.81 5.70 1.41 0.00 0 -1 -0.3303 1 20.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. INTERACTIVE BROKERS CORP IBCO 2.92 5.23 0.00 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports IEX IEXD 2.48 4.20 0.30 0.00 0 -18 -19.8869 0 14.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 2.44 4.35 0.00 0.00 0 0 0.0011 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. UBS ATS UBSA 2.04 3.64 0.00 0.00 0 0 0.0000 0 0 LeveL ATS EBXL 1.90 3.40 0.00 0.00 0 0 0.0000 0 0 HRT Execution Services LLC HRTF 1.73 3.09 0.00 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 1.59 2.69 0.20 0.00 0 -12 -29.5000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Knight Link KNLI 1.55 2.77 0.00 0.00 0 0 0.0000 0 0 CBOE BZX Exchange BATS 1.42 2.53 0.00 0.00 0 -10 -28.1321 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.11 1.50 0.60 0.00 0 0 0.0000 0 0.0000 0 Jane Street Capital LLC "PRO" JSJX 0.89 1.58 0.00 0.00 0 0 0.0000 0 0 CODA CODA 0.89 1.58 0.00 0.00 0 0 0.0000 0 0 SG Americas Securities, LLC SGAS 0.84 1.50 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 0.75 1.35 0.00 0.00 0 0 0.0000 0 0 Jane Street Midpoint JSES 0.66 1.19 0.00 0.00 0 0 0.0000 0 0 NYSE CHX XCHI 0.62 1.11 0.00 0.00 0 -4 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 0.58 0.79 0.30 0.00 0 -6 -30.0000 0 26.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. The Barclays ATS LATS 0.49 0.87 0.00 0.00 0 0 0 0 Virtu Americas LLC "PRO" VIRT 0.44 0.79 0.00 0.00 0 0 0.0000 0 0 IntelligentCross ATS INCR 0.44 0.79 0.00 0.00 0 -1 -8.0000 0 0 CBOE BYX Exchange BATY 0.35 0.08 0.70 0.00 0 0 2.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGA Exchange EDGA 0.18 0.32 0.00 0.00 0 1 16.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.13 0.24 0.00 0.00 0 0 336.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE National XCIS 0.13 0.24 0.00 0.00 0 0 10.7541 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PSX XPSX 0.13 0.24 0.00 0.00 0 -0 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 0.09 0.08 0.10 0.00 0 -0 -20.0000 0 0 Virtu Americas LLC "LITE" NITE 0.04 0.08 0.00 0.00 0 0 1068.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE American XASE 0.04 0.08 0.00 0.00 0 0 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 100.00 0.00 18.11 81.87 0.02 Nasdaq Stock Market XNAS 75.63 11.92 89.72 85.71 0 -774 -22.4810 4913 25.6236 -2 -14.7392 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 5.70 2.19 6.48 14.29 0 -142 -28.7039 1401 20.2726 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 3.64 19.52 0.13 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. CBOE EDGX Exchange EDGX 3.05 7.28 2.12 0.00 0 -441 -28.0292 32 13.1246 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 2.79 11.05 0.97 0.00 0 -902 -27.0101 4027 31.6064 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 1.24 6.70 0.03 0.00 0 -324 -29.8051 -2 -9.1390 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 0.84 4.65 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 0.81 4.44 0.01 0.00 0 -143 -19.6083 0 14.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 0.61 2.61 0.17 0.00 0 -171 -27.6857 25 25.6458 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. UBS ATS UBSA 0.53 2.94 0.00 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 0.52 2.82 0.01 0.00 0 -163 -29.2822 1 22.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 0.45 2.51 0.00 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 0.43 2.05 0.07 0.00 0 0 0.0000 0 0.0000 0 Knight Link KNLI 0.39 2.14 0.00 0.00 0 0 0.0000 0 0 Virtu Americas LLC "PRO" VIRT 0.39 2.13 0.00 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 0.32 1.77 0.00 0.00 0 0 0.0000 0 0 CODA CODA 0.32 1.77 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 0.30 1.67 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "LITE" CDED 0.28 1.57 0.00 0.00 0 0 0.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. CBOE BYX Exchange BATY 0.28 0.74 0.18 0.00 0 1 0.9612 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "PRO" JSJX 0.27 1.51 0.00 0.00 0 0 0.0000 0 0 Jane Street Midpoint JSES 0.17 0.95 0.00 0.00 0 0 0.0000 0 0 INTERACTIVE BROKERS CORP IBCO 0.17 0.93 0.00 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports CBOE EDGA Exchange EDGA 0.16 0.86 0.00 0.00 0 25 15.5126 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IntelligentCross ATS INCR 0.13 0.72 0.00 0.00 0 -7 -8.0000 0 0 Nasdaq PSX XPSX 0.11 0.58 0.01 0.00 0 -26 -30.0000 0 19.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE National XCIS 0.11 0.61 0.00 0.00 0 12 14.3216 0 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE CHX XCHI 0.09 0.47 0.00 0.00 0 -9 -9.8622 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American XASE 0.06 0.21 0.03 0.00 0 -19 -30.0000 0 3.0153 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 0.06 0.31 0.00 0.00 0 0 0.0000 0 0 Nasdaq BX XBOS 0.05 0.25 0.00 0.00 0 -1 -4.9858 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 0.04 0.06 0.04 0.00 0 -1 -20.0000 0 4.3746 0 IBKR EOS ATS IEOS 0.03 0.04 0.03 0.00 0 -0 -3.1507 0 0 Jane Street Capital LLC "LITE" JNST 0.01 0.01 0.00 0.00 0 0 12.0000 0 27.0000 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NASDAQ Retail Liquidity Program NASD 0.01 0.03 0.00 0.00 0 1 21.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 100.00 0.49 30.91 50.99 17.61 NYSE Arca Options ARCO 17.50 16.67 4.92 27.99 9.24 -3 -55.0000 -100 -51.7835 721 43.2326 -22 -20.0909 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 17.04 5.56 18.70 13.25 25.42 0 256 28.5619 -152 -14.2962 -57 -16.3218 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 11.64 0.00 2.37 16.82 13.25 0 25 22.4554 455 16.5004 52 40.9844 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 8.33 0.00 19.32 2.93 4.93 0 993 31.4203 297 30.9334 2 17.1429 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 7.06 0.00 19.23 1.49 2.00 0 567 38.7650 102 33.8179 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 6.81 0.00 1.14 3.09 27.73 0 -46 -42.2500 71 42.0000 48 36.6154 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 6.65 0.00 16.42 2.87 0.62 0 643 29.9909 119 20.5990 -2 -10.0000 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 4.37 0.00 3.07 6.71 0.00 0 -72 -45.2500 899 97.2043 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 4.31 55.56 3.78 3.73 5.55 -40 -70.1754 -9 -4.5684 580 112.3527 15 20.9429 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 3.26 11.11 1.05 5.64 0.00 3 43.0000 -34 -34.6495 518 44.9609 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC OPTIONS MXOP 2.80 11.11 1.58 4.42 0.00 1 49.0000 -26 -31.5432 372 51.1818 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 2.71 0.00 1.84 4.20 0.00 0 -47 -61.6234 134 29.1304 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 2.44 0.00 0.35 4.31 0.77 0 1 5.5769 22 20.4762 1 20.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 2.12 0.00 0.97 0.16 9.86 0 -8 -50.0000 22 43.0000 40 28.2254 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American Options AMXO 1.33 0.00 0.09 2.39 0.46 0 0 0.0000 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX Options XBXO 0.92 0.00 2.99 0.00 0.00 0 -54 -26.8079 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL MPRL 0.52 0.00 1.67 0.00 0.00 0 -30 -40.7945 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Sapphire MIHI 0.19 0.00 0.53 0.00 0.15 0 12 19.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2024 9 99.76 0.00 50.72 49.20 0.08 Nasdaq Stock Market XNAS 46.41 9.28 84.60 100.00 0 -12 -29.6326 76 28.1460 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 14.27 26.73 1.46 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 5.42 1.89 9.08 0.00 0 -2 -14.6871 3 19.3311 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. INTERACTIVE BROKERS CORP IBCO 5.02 9.91 0.00 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports Citadel Securities "LITE" CDED 4.55 8.96 0.00 0.00 0 0 0.0318 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE Arca ARCX 2.79 3.77 1.78 0.00 0 -1 -27.2015 0 5.8182 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 2.23 4.40 0.00 0.00 0 0 0.0000 0 0 HRT Execution Services LLC HRTF 2.15 4.25 0.00 0.00 0 0 0.0000 0 0 UBS ATS UBSA 1.99 3.93 0.00 0.00 0 0 0.0000 0 0 SG Americas Securities, LLC SGAS 1.83 3.62 0.00 0.00 0 0 0.0000 0 0 Jane Street Midpoint JSES 1.75 3.46 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 1.59 2.67 0.49 0.00 0 -1 -12.6904 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.52 2.67 0.32 0.00 0 0 0.0000 0 0.0000 0 CODA CODA 1.12 2.20 0.00 0.00 0 0 0.0000 0 0 Knight Link KNLI 1.12 2.20 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 1.04 2.04 0.00 0.00 0 0 0.0000 0 0 CBOE EDGX Exchange EDGX 0.88 0.94 0.81 0.00 0 -0 -16.4516 0 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 0.64 1.26 0.00 0.00 0 -2 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. The Barclays ATS LATS 0.64 1.26 0.00 0.00 0 0 0 0 Virtu Americas LLC "PRO" VIRT 0.64 1.26 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 0.48 0.94 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 0.40 0.31 0.49 0.00 0 0 2.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL Equities EPRL 0.40 0.31 0.49 0.00 0 -1 -28.5000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.24 0.47 0.00 0.00 0 0 72.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. Blue Ocean ATS, LLC OCEA 0.24 0.47 0.00 0.00 0 0 0.0000 0 0 NYSE American XASE 0.16 0.16 0.16 0.00 0 -0 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 0.16 0.00 0.32 0.00 0 0 0 26.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR EOS ATS IEOS 0.08 0.16 0.00 0.00 0 0 0.0000 0 0 Jump Trading Midpoint JLQD 0.08 0.16 0.00 0.00 0 0 0.0000 0 0 NYSE CHX XCHI 0.08 0.16 0.00 0.00 0 -0 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IntelligentCross ATS INCR 0.08 0.16 0.00 0.00 0 -0 -8.0000 0 0 99.97 0.00 41.77 58.17 0.07 Nasdaq Stock Market XNAS 39.79 12.53 59.33 75.00 0 -326 -29.4323 352 13.2188 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 14.87 4.54 22.31 0.00 0 -161 -28.7160 7 9.0773 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 6.91 8.47 5.77 25.00 0 -243 -26.6992 253 29.7894 -1 -15.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 6.32 14.37 0.55 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 5.25 0.92 8.36 0.00 0 -27 -28.6810 139 20.0676 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 2.45 5.86 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 2.43 5.22 0.43 0.00 0 -50 -18.5605 1 14.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 2.10 5.02 0.00 0.00 0 0 0.0000 0 0 UBS ATS UBSA 2.00 4.78 0.00 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.36 2.81 0.32 0.00 0 0 0.0000 0 0.0000 0 CODA CODA 1.34 3.21 0.00 0.00 0 0 0.0000 0 0 CBOE BZX Exchange BATS 1.34 3.13 0.06 0.00 0 -89 -29.5167 0 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BYX Exchange BATY 1.34 2.09 0.81 0.00 0 5 1.3906 -0 -20.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. INTERACTIVE BROKERS CORP IBCO 1.29 3.09 0.00 0.00 0 0 0.0000 0 0 Interactive Brokers Corp. ('IB Corp') operates a Single Dealer Platform (SDP) that executes both whole-share and fractional-share portions of certain IBLLC stock orders. IBLLC uses the SDP to execute client orders against IB Corp principal liquidity. IBLLC routes orders to the SDP only when it offers the best price, as determined by IBLLC's Smart Order Router, which implements IBLLC's best execution policy. Both IB Corp and IBLLC are subsidiaries of Interactive Brokers Group. There are no compensation or profit sharing arrangements relating to the SDP, nor are there any requirements regarding the minimum amount of order flow that IBLLC will route to the SDP. Statistical information regarding the quality of executions for orders effected through the SDP (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports MEMX LLC MEMX 1.27 2.29 0.55 0.00 0 -51 -27.7998 2 21.1727 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Knight Link KNLI 1.26 3.01 0.00 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 1.17 2.81 0.00 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 1.09 2.33 0.20 0.00 0 -45 -28.3967 -0 -20.0833 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 1.09 2.61 0.00 0.00 0 0 0.0967 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. Virtu Americas LLC "PRO" VIRT 0.97 2.33 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 0.84 2.01 0.00 0.00 0 0 0.0000 0 0 NYSE American XASE 0.69 0.36 0.92 0.00 0 -7 -25.6189 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "PRO" CDRG 0.47 1.12 0.00 0.00 0 0 0.0000 0 0 CBOE EDGA Exchange EDGA 0.44 0.96 0.06 0.00 0 18 5.7704 -1 -30.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Midpoint JSES 0.42 1.00 0.00 0.00 0 0 0.0000 0 0 NYSE National XCIS 0.29 0.68 0.00 0.00 0 21 12.7942 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PSX XPSX 0.22 0.36 0.12 0.00 0 -7 -30.0000 1 20.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR EOS ATS IEOS 0.18 0.40 0.03 0.00 0 -1 -8.4211 0 0 IntelligentCross ATS INCR 0.15 0.36 0.00 0.00 0 -1 -8.0000 0 0 Jump Trading Midpoint JLQD 0.15 0.36 0.00 0.00 0 0 0.0000 0 0 Nasdaq BX XBOS 0.15 0.36 0.00 0.00 0 -3 -7.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 0.13 0.04 0.20 0.00 0 -0 -20.0000 0 2.5532 0 NASDAQ Retail Liquidity Program NASD 0.08 0.20 0.00 0.00 0 0 9.8333 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.05 0.12 0.00 0.00 0 0 54.6667 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. SG Americas Securities, LLC SGAS 0.05 0.12 0.00 0.00 0 0 0 0 NYSE CHX XCHI 0.03 0.08 0.00 0.00 0 -1 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Virtu Americas LLC "LITE" NITE 0.02 0.04 0.00 0.00 0 0 48.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 100.00 0.45 39.64 46.91 13.00 NYSE Arca Options ARCO 17.62 30.00 5.32 30.50 8.28 -4 -49.0000 -117 -49.0000 338 43.1635 6 51.3333 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 14.22 0.00 13.35 13.86 18.62 0 268 27.1857 -39 -34.4933 -5 -11.1196 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 11.57 0.00 1.92 19.22 13.79 0 46 29.6429 285 15.7705 8 46.7778 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 10.40 0.00 23.76 1.53 2.07 0 742 33.7097 40 35.9545 2 37.6667 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 8.25 0.00 15.27 3.35 4.83 0 492 30.5537 57 22.8988 0 18.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 7.44 0.00 16.40 1.91 0.34 0 614 22.4569 23 16.3427 0 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 6.55 0.00 0.79 5.07 29.66 0 -21 -43.0000 98 42.0000 12 37.5000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 4.93 60.00 4.98 4.78 3.45 1 0.7081 -23 -10.5000 769 114.0000 1 32.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 2.91 10.00 1.92 4.49 0.00 0 43.0000 -61 -41.0000 315 47.1390 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 2.78 0.00 2.49 3.82 0.00 0 -41 -45.8889 248 87.7951 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 2.74 0.00 1.92 4.21 0.00 0 -66 -40.7037 40 39.5000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Sapphire MIHI 2.33 0.00 3.05 0.00 8.62 0 78 36.6995 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC OPTIONS MXOP 2.20 0.00 2.04 2.96 0.00 0 -33 -35.0105 475 49.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 1.57 0.00 0.79 0.10 9.31 0 -24 -50.0000 0 -1 -20.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 1.39 0.00 0.68 2.20 0.69 0 10 28.8182 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX Options XBXO 1.17 0.00 2.94 0.00 0.00 0 -63 -38.8037 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American Options AMXO 1.03 0.00 0.23 1.91 0.34 0 0 0.0000 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL MPRL 0.90 0.00 2.15 0.10 0.00 0 -28 -27.8687 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.