1.2 Venom Trading 2023 4 2024-01-23T11:29:55Z 2023 10 100.00 0.00 67.08 32.92 0.00 Nasdaq Stock Market XNAS 30.50 13.44 65.25 0 -118 -7.0385 1361 28.7141 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 17.46 25.73 0.61 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 11.58 4.51 26.00 0 -13 -5.4981 565 19.9728 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 5.51 6.98 2.51 0 -86 -14.3982 0 32.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 4.79 6.51 1.30 0 26 2.6052 1 25.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 4.62 6.72 0.35 0 -58 -30.0000 2 14.9655 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 2.80 4.17 0.00 0 0 0.0000 0 0 IntelligentCross ATS INCR 2.77 4.08 0.09 0 -3 -8.0000 -0 -8.0000 0 CBOE BZX Exchange BATS 2.40 3.57 0.00 0 -42 -18.1159 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 2.28 3.40 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 2.23 3.32 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.77 2.30 0.69 0 0 0.0000 0 0.0000 0 IEX IEXG 1.57 2.25 0.17 0 -7 -9.6357 0 0 CBOE EDGA Exchange EDGA 1.46 2.17 0.00 0 -1 -1.1674 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BYX Exchange BATY 1.23 0.43 2.86 0 0 1.9809 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. UBS ATS UBSA 1.17 1.74 0.00 0 0 0.0000 0 0 SG Americas Securities, LLC SGAS 1.11 1.66 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 1.00 1.49 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 0.91 1.36 0.00 0 -16 -26.0391 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Virtu Americas LLC "PRO" VIRT 0.86 1.28 0.00 0 0 0.0000 0 0 CODA CODA 0.54 0.81 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 0.37 0.55 0.00 0 0 0 0 NYSE CHX XCHI 0.34 0.51 0.00 0 -2 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PSX XPSX 0.31 0.47 0.00 0 -1 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 0.11 0.13 0.09 0 0 28.3636 0 27.0000 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. Nasdaq BX XBOS 0.11 0.17 0.00 0 0 5.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.09 0.09 0.09 0 0 72.0000 0 27.0000 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE American XASE 0.09 0.13 0.00 0 -2 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Virtu Americas LLC "LITE" NITE 0.03 0.04 0.00 0 0 12.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 99.73 0.01 48.22 51.67 0.11 Nasdaq Stock Market XNAS 30.34 100.00 10.70 48.56 76.47 0 -740 -22.7919 3003 25.6467 -8 -14.7545 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 16.36 0.00 6.11 25.92 11.76 0 -540 -28.3530 33 14.8181 -0 -30.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 10.43 0.00 4.18 16.27 5.88 0 -178 -13.8553 1767 19.8007 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 8.05 0.00 16.34 0.34 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 6.48 0.00 7.96 5.11 0.00 0 -653 -22.1391 1492 21.5339 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 3.10 0.00 6.33 0.09 5.88 0 -456 -29.7722 0 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 3.03 0.00 5.07 1.14 0.00 0 -114 -28.8302 119 15.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 2.78 0.00 5.78 0.00 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 2.35 0.00 3.90 0.90 0.00 0 -250 -29.5000 3 24.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IEX IEXD 2.06 0.00 4.23 0.04 0.00 0 -43 -9.6661 0 4.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 1.92 0.00 3.99 0.00 0.00 0 0 0.0000 0 0 UBS ATS UBSA 1.90 0.00 3.93 0.00 0.00 0 0 0.0000 0 0 CBOE EDGA Exchange EDGA 1.58 0.00 3.27 0.00 0.00 0 51 13.1885 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IntelligentCross ATS INCR 1.31 0.00 2.56 0.15 0.00 0 -13 -8.0000 -1 -8.0000 0 The Barclays ATS LATS 1.25 0.00 2.59 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 1.22 0.00 2.52 0.00 0.00 0 0 0.0000 0 0 CODA CODA 1.20 0.00 2.48 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 1.07 0.00 0.96 1.18 0.00 0 4 1.3951 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.05 0.00 1.93 0.23 0.00 0 0 0.0000 0 0.0000 0 Virtu Americas LLC "PRO" VIRT 0.85 0.00 1.76 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 0.84 0.00 1.74 0.00 0.00 0 0 0.0000 0 0 Nasdaq PSX XPSX 0.33 0.00 0.69 0.00 0.00 0 -39 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American XASE 0.18 0.00 0.28 0.08 0.00 0 -8 -28.4493 -0 -5.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE CHX XCHI 0.14 0.00 0.30 0.00 0.00 0 -5 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX XBOS 0.12 0.00 0.24 0.00 0.00 0 1 4.5402 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE National XCIS 0.04 0.00 0.08 0.00 0.00 0 0 0.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 0.03 0.00 0.05 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "LITE" JNST 0.01 0.00 0.01 0.00 0.00 0 0 24.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. Citadel Securities "LITE" CDED 0.01 0.00 0.01 0.00 0.00 0 0 12.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 100.00 0.15 36.82 61.00 2.03 CBOE C2 Exchange C2OX 32.95 0.00 4.19 51.37 3.61 0 -349 -36.7996 1431 41.9768 -14 -47.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 12.31 0.00 4.46 17.36 3.61 0 136 18.7249 877 15.7713 24 49.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 11.25 0.00 30.23 0.16 1.20 0 1467 36.7712 1 29.1627 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 8.46 0.00 5.33 8.00 79.52 0 592 34.5994 -148 -34.8443 49 20.3442 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 6.84 0.00 18.18 0.24 0.00 0 1024 18.2136 4 31.9382 0 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 5.07 0.00 6.26 4.54 0.00 0 -405 -46.1845 484 83.0274 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 4.81 66.67 5.86 4.02 4.82 -10 -85.0000 -411 -49.2347 586 73.5930 50 41.4667 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 3.80 0.00 5.39 2.89 2.41 0 421 27.1447 1 1.7414 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 3.48 0.00 2.20 4.38 0.00 0 -74 -41.0000 20 40.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL MPRL 2.06 0.00 4.86 0.44 0.00 0 -420 -45.2250 137 25.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 1.99 0.00 1.53 2.33 0.00 0 112 32.6813 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX Options XBXO 1.99 0.00 5.39 0.00 0.00 0 -539 -33.5214 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 1.64 0.00 2.53 1.17 0.00 0 -183 -48.8155 192 68.8710 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 1.32 33.33 2.00 0.80 2.41 0 -147 -10.9843 123 100.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American Options AMXO 1.18 0.00 0.20 1.81 0.00 0 0 0.0000 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 0.54 0.00 1.33 0.00 2.41 0 -7 -12.6786 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC OPTIONS MXOP 0.32 0.00 0.07 0.48 0.00 0 -2 -46.0000 5 49.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2023 11 100.00 0.00 67.39 32.53 0.08 Nasdaq Stock Market XNAS 32.85 14.94 69.90 50.00 0 -75 -8.7277 1521 27.2973 -0 -15.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 17.17 25.19 0.61 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 7.66 1.70 19.90 50.00 0 -24 -12.1161 333 19.8356 -0 -10.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 5.37 7.44 1.09 0.00 0 -94 -21.9262 16 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 4.97 6.85 1.09 0.00 0 -111 -20.7349 18 24.6004 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 4.15 5.74 0.85 0.00 0 -23 -29.9598 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 2.76 4.04 0.12 0.00 0 -27 -12.7251 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IntelligentCross ATS INCR 2.68 3.98 0.00 0.00 0 -3 -8.0000 0 0 LeveL ATS EBXL 2.25 3.34 0.00 0.00 0 0 0.0000 0 0 HRT Execution Services LLC HRTF 2.25 3.34 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 2.05 0.47 5.34 0.00 0 -24 -17.2696 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 2.01 2.81 0.36 0.00 0 0 0.0000 0 0.0000 0 Citadel Securities "PRO" CDRG 1.74 2.58 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 1.74 2.34 0.49 0.00 0 -7 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "PRO" JSJX 1.62 2.40 0.00 0.00 0 0 0.0000 0 0 UBS ATS UBSA 1.34 1.99 0.00 0.00 0 0 0.0000 0 0 Virtu Americas LLC "PRO" VIRT 1.22 1.82 0.00 0.00 0 0 0.0000 0 0 CBOE EDGA Exchange EDGA 1.18 1.76 0.00 0.00 0 8 16.4671 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 1.11 1.64 0.00 0.00 0 0 0.0000 0 0 Jane Street Midpoint JSES 1.07 1.58 0.00 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 0.83 1.23 0.00 0.00 0 -10 -29.5000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CODA CODA 0.47 0.70 0.00 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 0.39 0.59 0.00 0.00 0 0 0.0000 0 0 Nasdaq PSX XPSX 0.32 0.47 0.00 0.00 0 -1 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.16 0.23 0.00 0.00 0 0 108.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE CHX XCHI 0.16 0.23 0.00 0.00 0 -0 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 0.12 0.12 0.12 0.00 0 0 150.0000 0 48.0000 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE American XASE 0.08 0.12 0.00 0.00 0 19 14.3448 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 0.08 0.06 0.12 0.00 0 0 0.0000 0 0.0000 0 NYSE National XCIS 0.08 0.12 0.00 0.00 0 0 0.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX XBOS 0.04 0.06 0.00 0.00 0 0 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR EOS ATS IEOS 0.04 0.06 0.00 0.00 0 0 0.0000 0 0 Virtu Americas LLC "LITE" NITE 0.04 0.06 0.00 0.00 0 0 36.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 99.86 0.00 52.92 47.07 0.01 Nasdaq Stock Market XNAS 31.98 10.12 56.55 50.00 0 -769 -23.9360 4639 27.0392 -0 -15.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 11.34 5.02 18.44 0.00 0 -437 -28.1759 12 5.3715 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 9.58 17.79 0.35 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 8.88 4.53 13.76 50.00 0 -375 -21.1760 2469 19.2714 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 7.22 7.92 6.45 0.00 0 -572 -20.9554 1685 29.3297 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC MEMX 3.36 5.43 1.03 0.00 0 -130 -29.1145 13 14.3852 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 2.68 5.01 0.07 0.00 0 -359 -28.7535 0 16.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 2.66 5.02 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 2.55 4.55 0.29 0.00 0 -65 -9.9691 0 2.8649 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL Equities EPRL 2.04 3.57 0.32 0.00 0 -211 -29.4732 0 7.9500 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 1.93 3.64 0.00 0.00 0 0 0.0000 0 0 UBS ATS UBSA 1.78 3.37 0.00 0.00 0 0 0.0000 0 0 IntelligentCross ATS INCR 1.76 3.28 0.05 0.00 0 -20 -8.0000 -0 -8.0000 0 CBOE EDGA Exchange EDGA 1.72 3.26 0.00 0.00 0 82 10.7675 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "PRO" JSJX 1.66 3.14 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 1.57 1.07 2.14 0.00 0 2 0.8419 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CODA CODA 1.19 2.24 0.00 0.00 0 0 0.0000 0 0 The Barclays ATS LATS 1.11 2.10 0.00 0.00 0 0 0.0000 0 0 Jane Street Midpoint JSES 1.08 2.04 0.00 0.00 0 0 0.0000 0 0 Virtu Americas LLC "PRO" VIRT 1.07 2.01 0.00 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 0.91 1.47 0.28 0.00 0 0 0.0000 0 0.0000 0 Citadel Securities "PRO" CDRG 0.87 1.65 0.00 0.00 0 0 0.0000 0 0 Nasdaq PSX XPSX 0.49 0.91 0.01 0.00 0 -17 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE CHX XCHI 0.16 0.31 0.00 0.00 0 -7 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American XASE 0.15 0.18 0.12 0.00 0 -5 -30.0000 1 17.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX XBOS 0.09 0.18 0.00 0.00 0 -0 -1.9025 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR EOS ATS IEOS 0.06 0.01 0.11 0.00 0 0 0.0000 0 0.0000 0 NYSE National XCIS 0.04 0.08 0.00 0.00 0 0 0.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 0.04 0.07 0.00 0.00 0 0 0.0000 0 0 Blue Ocean ATS, LLC OCEA 0.03 0.04 0.03 0.00 0 0 0.0000 0 0.0000 0 100.00 0.49 35.56 60.34 3.61 Cboe EDGX Options Exchange EDGO 16.35 0.00 8.53 21.38 11.36 0 148 18.1915 539 15.6975 24 43.6757 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 14.30 25.00 2.30 21.52 10.23 0 -121 -39.2208 443 42.0000 5 17.4286 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 12.70 0.00 4.61 18.33 0.00 0 -264 -45.0000 590 96.3889 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 11.18 41.67 2.42 16.63 2.27 -9 -85.0000 -45 -49.3913 725 43.0761 1 57.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 10.73 0.00 29.84 0.20 0.00 0 3343 41.3115 2 25.1429 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 10.20 0.00 18.09 5.36 14.77 0 461 20.6433 -63 -44.3280 -4 -59.2500 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 5.16 0.00 7.83 2.17 29.55 0 1101 34.1644 1 1.4000 1 3.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 4.38 8.33 1.38 6.38 0.00 0 -57 -39.3682 146 40.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 4.18 0.00 11.41 0.20 0.00 0 808 23.5605 0 29.0000 0 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 2.99 25.00 1.73 2.31 23.86 0 -21 -16.1734 386 114.0000 1 12.5000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 2.05 0.00 1.84 2.31 0.00 0 6 0.5439 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX Options XBXO 1.80 0.00 5.07 0.00 0.00 0 -235 -27.6588 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL MPRL 1.68 0.00 2.76 1.15 0.00 0 -277 -46.2910 37 39.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American Options AMXO 1.23 0.00 0.58 1.70 0.00 0 0 0.0000 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 0.66 0.00 1.27 0.34 0.00 0 -54 -49.0000 85 78.3333 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 0.41 0.00 0.35 0.00 7.95 0 -19 -50.0000 0 2 25.8333 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2023 12 99.77 0.00 60.09 39.91 0.00 Nasdaq Stock Market XNAS 33.16 10.38 67.47 0 -46 -12.4615 731 26.8070 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 17.18 27.64 1.42 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. New York Stock Exchange XNYS 11.90 8.40 17.19 0 -11 -17.1815 159 19.7290 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 4.65 4.15 5.40 0 -22 -26.6479 0 6.3200 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 3.57 5.19 1.14 0 -100 -30.0000 0 32.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BYX Exchange BATY 3.00 0.85 6.25 0 1 2.0000 0 2.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 2.89 4.81 0.00 0 0 0.0000 0 0 HRT Execution Services LLC HRTF 2.44 4.06 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "PRO" JSJX 2.38 3.96 0.00 0 0 0.0000 0 0 MEMX LLC MEMX 2.32 3.87 0.00 0 -12 -29.9888 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 2.04 3.30 0.14 0 -22 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IEX IEXG 1.93 3.21 0.00 0 -12 -9.9914 0 0 Jane Street Midpoint JSES 1.81 3.02 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.81 2.55 0.71 0 0 0.0000 0 0.0000 0 IntelligentCross ATS INCR 1.59 2.55 0.14 0 -1 -8.0000 -0 -8.0000 0 Citadel Securities "PRO" CDRG 1.25 2.08 0.00 0 0 0.0000 0 0 CBOE EDGA Exchange EDGA 1.08 1.79 0.00 0 2 15.2513 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. UBS ATS UBSA 1.02 1.70 0.00 0 0 0.0000 0 0 NYSE CHX XCHI 0.85 1.42 0.00 0 -3 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 0.85 1.42 0.00 0 0 0.0000 0 0 Virtu Americas LLC "PRO" VIRT 0.51 0.85 0.00 0 0 0.0000 0 0 CODA CODA 0.45 0.75 0.00 0 0 0.0000 0 0 MIAX PEARL Equities EPRL 0.34 0.57 0.00 0 -15 -29.5000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. The Barclays ATS LATS 0.28 0.47 0.00 0 0 0.0000 0 0 Nasdaq BX XBOS 0.17 0.28 0.00 0 0 1.6833 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.11 0.19 0.00 0 0 34.2857 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. Virtu Americas LLC "LITE" NITE 0.11 0.19 0.00 0 0 32.0000 0 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. Nasdaq PSX XPSX 0.11 0.19 0.00 0 -0 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 0.06 0.00 0.14 0 0 0 27.0000 0 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. NYSE National XCIS 0.06 0.09 0.00 0 0 0.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American XASE 0.06 0.09 0.00 0 -0 -30.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 99.85 0.00 58.08 41.87 0.04 Nasdaq Stock Market XNAS 29.52 9.06 57.81 100.00 0 -489 -17.8353 4141 26.5757 -0 -0.2071 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 11.64 19.39 0.89 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 8.66 7.22 10.66 0.00 0 -280 -16.2644 2169 31.4812 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 8.24 2.95 15.58 0.00 0 -148 -25.9856 2002 19.3180 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 7.29 5.11 10.32 0.00 0 -273 -23.8027 7 14.4823 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 3.50 6.03 0.00 0.00 0 0 0.0000 0 0 MEMX LLC MEMX 3.05 4.64 0.85 0.00 0 -82 -28.4622 3 15.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL Equities EPRL 2.79 3.96 1.17 0.00 0 -193 -29.4489 0 24.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 2.69 4.64 0.00 0.00 0 0 0.0000 0 0 IEX IEXD 2.67 4.52 0.11 0.00 0 -29 -10.0000 0 4.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE BZX Exchange BATS 2.25 3.84 0.04 0.00 0 -220 -28.4441 0 4.5000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. UBS ATS UBSA 2.24 3.86 0.00 0.00 0 0 0.0000 0 0 CBOE EDGA Exchange EDGA 2.11 3.63 0.00 0.00 0 55 16.4901 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "PRO" JSJX 1.66 2.86 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 1.66 1.21 2.29 0.00 0 2 1.4791 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IntelligentCross ATS INCR 1.58 2.71 0.02 0.00 0 -12 -8.0000 -0 -8.0000 0 Virtu Americas LLC "PRO" VIRT 1.54 2.65 0.00 0.00 0 0 0.0000 0 0 CODA CODA 1.34 2.31 0.00 0.00 0 0 0.0000 0 0 Jane Street Midpoint JSES 1.24 2.13 0.00 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.15 1.82 0.21 0.00 0 0 0.0000 0 0.0000 0 The Barclays ATS LATS 1.06 1.82 0.00 0.00 0 0 0.0000 0 0 Citadel Securities "PRO" CDRG 0.97 1.67 0.00 0.00 0 0 0.0000 0 0 Nasdaq PSX XPSX 0.44 0.77 0.00 0.00 0 -8 -28.5251 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE CHX XCHI 0.27 0.46 0.00 0.00 0 -8 -10.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX XBOS 0.20 0.34 0.00 0.00 0 1 2.5832 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American XASE 0.13 0.20 0.04 0.00 0 -4 -30.0000 1 16.0404 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE National XCIS 0.07 0.12 0.00 0.00 0 0 0.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. SG Americas Securities, LLC SGAS 0.03 0.05 0.00 0.00 0 0 0.0000 0 0 Blue Ocean ATS, LLC OCEA 0.02 0.03 0.00 0.00 0 0 0.0000 0 0 100.00 0.06 36.74 60.17 3.02 Cboe EDGX Options Exchange EDGO 17.14 0.00 4.19 25.82 2.04 0 69 17.8894 16 0.8377 1 49.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 13.81 0.00 37.42 0.00 2.04 0 2825 42.2642 0 4 38.6488 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 10.85 0.00 1.85 16.91 0.00 0 -42 -52.6456 503 42.8433 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 9.68 0.00 15.27 4.30 48.98 0 756 25.3272 5 7.2514 -12 -50.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 8.94 0.00 1.51 13.93 0.00 0 -122 -38.6000 406 42.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 8.08 0.00 2.35 11.99 0.00 0 -197 -76.1628 1228 103.6160 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Chicago Board Options Exchange XCBO 7.34 0.00 9.90 5.53 12.24 0 1284 33.2957 -106 -52.5634 -13 -59.2500 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 5.30 100.00 2.18 5.64 34.69 0 14 21.4313 579 114.0000 0 0.0000 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 4.93 0.00 1.51 7.27 0.00 0 -24 -22.4311 106 26.5163 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. BOX Exchange XBOX 4.75 0.00 12.75 0.10 0.00 0 3167 41.7212 3 29.0000 0 An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Options Exchange XMIO 3.02 0.00 1.17 4.30 0.00 0 43 17.9747 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE American Options AMXO 1.91 0.00 0.67 2.77 0.00 0 0 0.0000 0 0.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 1.36 0.00 1.68 1.23 0.00 0 -178 -43.7740 4 20.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX PEARL MPRL 1.29 0.00 3.19 0.20 0.00 0 -493 -74.4743 5 25.0000 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq BX Options XBXO 1.17 0.00 3.19 0.00 0.00 0 23 12.5870 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 0.37 0.00 1.01 0.00 0.00 0 -41 -50.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MEMX LLC OPTIONS MXOP 0.06 0.00 0.17 0.00 0.00 0 -1 -46.0000 0 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.